Compliance Officer

Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team.

Key Responsibilities:

• Conduct regular compliance monitoring activities to ensure adherence to regulatory frameworks, including FCA, PRA, and AML requirements.
• Review, assess, and report on internal controls, policies, and procedures.
• Identify and escalate potential compliance risks and breaches.
• Provide recommendations for corrective actions and continuous improvement.
• Support in regulatory reporting and submissions.
• Collaborate with various departments to maintain a strong compliance culture.
• Stay up-to-date with evolving regulations and compliance best practices.
• Assist in delivering compliance training and awareness programs to staff.

Key Requirements:

• Proven experience as a Compliance Officer within financial services, with a focus on monitoring activities.
• Strong understanding of UK financial regulations, including AML, FCA, and PRA standards.
• Ability to interpret complex regulatory frameworks and translate them into actionable compliance practices.
• Excellent attention to detail and analytical skills.
• Strong communication skills with the ability to interact effectively with stakeholders at all levels.
• Relevant compliance qualifications (e.g., ICA, CISI, or similar) are highly desirable.

Why Join Us?

• Opportunity to work with a leading financial services organisation.
• A supportive and collaborative work environment.
• Continuous professional development and career progression opportunities.
• Competitive salary and benefits package.

If you're ready to make a significant impact in a fast-paced environment and help drive a culture of compliance, we would love to hear from you!